Compliance Specialist

  • Full-time
  • LV

Description

At TWINO we are working hard to offer the most comprehensive investment trading opportunities for European retail investors. We are currently looking for a new team member to help us shape and deliver our vision.


Our ambition is to disrupt the world of finance and become a steady player in the online trading and investments universe for retail customers. If you are highly motivated, ambitious, and seeking a challenging and rewarding environment, this opportunity is for you regardless of your location – you'll be free to work from anywhere or in one of our hybrid offices in Riga, Moscow, Voronezh, Warsaw and Tbilisi.

 

By joining the TWINO Investments team as a Compliance Specialist you will be developing and implementing a compliance model to ensure the brokerage and investments services operate within acceptable standards. You will work with the TWINO risk and AML team to ensure the proper implementation of established compliance policies. If you have a genuine interest and passion to build a compliance model and ensure the proper implementation of compliance policies, we have the perfect job for you!


Your responsibilities

  • Developing and implementing a compliance model to ensure the brokerage and investments services operates within acceptable standards
  • Liaising with senior management to ensure proper implementation of established compliance policies
  • Reviewing internal policies to ensure they align with external regulations
  • Keeping up to date with, and understanding, relevant laws and regulations
  • Monitoring client financial activities to ensure they are legal and in compliance with internal and external policies
  • Investigating irregularities and non-compliance issues
  • Performing risk assessments to understand risk level, significance and scope – implementing preventative/corrective strategies where necessary
  • Providing regular reports to senior management on the progress of compliance operations
  • Support the project management endeavors of the organization


What we are looking for

  • Bachelor’s/Master’s degree in Law, Economics or Business
  • 3+ years of experience in the compliance department in the bank or brokerage company
  • Knowledge of the financial markets, financial instruments
  • Knowledge of the investments and brokerage services external regulation is a must
  • Ability to quickly learn proprietary web-based back-office applications
  • Attention to detail and good problem-solving skills
  • Very good Latvian and English language skills

We offer

At TWINO it is not about entitlement, it is about impact. A good idea is always taken seriously, and you can truly make a difference. We offer you large responsibility from day one. We encourage an open feedback culture and team effort. If you show collaborative spirit, drive and passion, your learning curve will be steep and your career opportunities with TWINO - immense.

 

We offer good and competitive terms of employment, an exciting employee benefits program, and a competitive remuneration package. The salary range for this position varies from 1500-2400 EUR gross depending on the skill set, experience, and other competencies.

 

Your work will play a critical role in establishing TWINO as an industry leader in the areas of investment trading for retail investors. If you are ready to join our team of overachievers to accomplish our mission – be that from the comfort of your couch or in one of our fully-equipped hybrid offices – you’re welcome to apply, even if you do not meet every single requirement mentioned above.